Tag: Securities and Exchange Commission
Who is a Competitor Under Section 8?
The Department of Justice Antitrust Division has recently been investigating public companies for possible violations of Section 8 of the Clayton Act, 15 U.S.C....
SEC, CFTC Weigh New Hedge Fund Crypto Regulations
Federal regulators are set to issue a proposal that would — among other things — require large hedge funds to reveal their cryptocurrency exposure.
The...
US SEC Looking Into Musk’s Twitter Stake Purchase
The US Securities and Exchange Commission (SEC) is looking into Tesla Chief Executive Officer Elon Musk's disclosure of his stake in Twitter in early...
Musk Faces SEC Probe For Belated Disclosure Of Twitter Stake
US regulators are investigating Elon Musk's delayed disclosure of his sizable stake in Twitter last month, the Wall Street Journal reported on Wednesday, citing...
Dutch Bros Wants $3.3B IPO Valuation
Consumers increasingly want their morning caffeine fix from the comfort of their car. Coffee quick-service restaurant (QSR) chain Dutch Bros. is aiming to raise...
SEC Fines Pearson For Misleading Investors
Pearson has agreed to pay US$1 million to settle charges from US securities regulators that it knowingly misled investors and downplayed the severity of...
Regulators Probe Market Amid Rising Meme Stocks
Market swings and the surging prices of meme stocks have caught the attention of the US Securities and Exchange Commission (SEC), Bloomberg reported on Monday, April...
US: Twitter considers ad ban on cryptos
Twitter looks to be following in Facebook and Google’s footsteps as it prepares to prohibit cryptocurrency ads on its site.
According to Sky News, the...
US: Tyson reveals subpoena linked to alleged price fixing from the...
Tyson Foods disclosed on Monday it had received a subpoena from Securities and Exchange Commission that it said likely stemmed from allegations the company...
Regulating the Credit Rating Agencies? Less Would Be More
This article is part of a Chronicle. See more from this Chronicle
Lawrence White, Jan 28, 2014
The three major credit rating agencies -Moody's, Standard &...
